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Failure to deliver
Results: 42

#	Item
11	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-26 09:09:52 United States securities law Financial markets Corporate crime U.S. Securities and Exchange Commission Failure to deliver Securities Exchange Act Broker-dealer Christopher Cox Financial economics Financial system Finance
12	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-26 16:25:16 Financial regulation Economy of the United States Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act United States Securities Act Failure to deliver United States securities law United States Securities and Exchange Commission 73rd United States Congress
13	Microsoft Word - TMPC, Press Release[removed]doc Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2008-11-12 10:27:22 Securities Short selling Financial markets Repurchase agreement Financial regulation Futures contract Settlement Short Failure to deliver Financial economics Finance Investment
14	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-22 16:59:35 Financial system United States securities law Financial regulation Short selling Short Securities Exchange Act U.S. Securities and Exchange Commission Failure to deliver Broker-dealer Financial economics Financial markets Finance
15	Microsoft Word - ddecosta5476 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-18 12:55:26 Securities Short selling Financial regulation Depository Trust & Clearing Corporation Naked short selling Short Settlement Futures contract Failure to deliver Financial economics Financial system Finance
16	Comment Letter on File No. S7-03-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-03 11:13:51 Short selling Stock market Financial regulation Financial markets Naked short selling Short Uptick rule Failure to deliver Mark-to-market accounting Finance Business Financial economics
17	Microsoft Word - smilligan6028 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-19 13:40:53 Financial regulation Short selling Financial markets Stock market Naked short selling Options Clearing Corporation Short Securities Exchange Act Failure to deliver Financial economics Finance Financial system
18	O E A M E M O R A N D U M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-25 13:49:11 Short selling Financial regulation Financial markets Short Security Failure to deliver Repurchase agreement Securities Act Naked short selling Financial economics Finance Investment
19	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-05 10:55:22 Short selling Financial regulation Financial markets Short United States securities law Security Failure to deliver Repurchase agreement Securities Act Financial economics Finance Investment
20	SDLN Emergency Communication Plan 2010 In the event of a system failure the South Dakota Library Network (SDLN) must immediately deliver accurate information to member libraries. In particular, member libraries will need Add to Reading List Source URL: webpals.sdln.net Language: English - Date: 2012-05-16 16:12:06 Crisis Security Strategic management

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